Boutique Financial Planning and Investment Advisory Firm for Accredited Investors


Investment Planning

Many financial advisors rely almost nearly entirely upon mutual or exchange-traded funds to diversify their clients' portfolios. In our view, this approach to investment management exposes you to four problems:

  • Increased cost
  • Less investment control
  • Problematic compensation incentives
  • Conflicting ownership goals.

Risk Planning

One of the biggest dangers threatening the growth of wealth is an unexpected tragedy. A disability, illness, law suit, or a natural disaster can severely impact your cash flow.

If something happened to your home, would you have photographs of your property? Would you have access to your legal documents?

If something happened to you, would your spouse know how to access your money? Your insurance policy numbers?

Financial and Tax Planning

While conducting financial and tax planning, we get a detailed picture of your current situation. We examine cash flow, forecast income tax, and estimate net worth.

We also take a snapshot of current savings towards retirement and education. To get the most accurate and complete data, it's critical that you collaborate with us on getting up-to-date information about your financial matters.

Our Approach

River Glen is an investment advisory firm for business owners, corporate executives, and professionals. We offer comprehensive financial planning and investment advice to accredited investors. Our divergent investment approach attempts to limit volatility while providing the opportunity for high growth in private placement securities.

At River Glen, three practices are at the core of our business: Commission Free Service, Team-based Wealth Counseling, and Divergent Investing.

 
To be eligible for private placement securities, families must meet one of the following SEC requirements of an accredited investor:
  • An investible new worth over $1 million, or
  • An individual income exceeding $200,000 for at least 2 years, or
  • A joint income exceeding $300,00
To learn more, review the SEC's legal definition.

» Read More
"I believe what clients experience at River Glen is people who are truly concerned about their financial well being..."

Our Market Insights

Tax Reform: Presents for the Holidays

Just in time for the holidays, Congress passed an extension of a set of tax cuts as an end of the year present to taxpayers.
» Read More

QE 2: Sailing Unchartered Waters

The Federal Reserve’s QE2 (quantitative easing) is sailing into uncharted water without a clearly understood route.
» Read More

Incentive Stock Options

While this form of compensation can be very appealing, there are some caveats.
» Read More

Financial Trick or Financial Treat

Investing regardless of whether Quantitative Easing (QE2) and the election results bring tricks or treats.
» Read More

Interest Rate Outlook

Investing for income in a low interest rate environment.
» Read More